RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• E•••••••• B••••
- M••••• S•••••• wirehouse currentsince Sep 21, 2018 · Morristown, Nj
- L•••• A••••• • C•• L•• asset managerApr 6, 2015 to Sep 18, 2018 · Jersey City, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerJul 4, 2012 to Mar 2, 2015 · Princeton, Nj
- L•••• A••••• • C•• L•• to M••••• S••••••left Sep 18, 2018, registered Sep 21, 2018 (3 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to L•••• A••••• • C•• L••left Mar 2, 2015, registered Apr 6, 2015 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address