RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Apr 11, 2025 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseOct 6, 2023 to Apr 10, 2025 · Atlanta, Ga
- S•••••• M•••• M••••••••• L•• independent RIANov 17, 2008 to Sep 26, 2018 · Watkinsville, Ga
- J••• M••••• S••••••••• L•• to E••••• J••••left Apr 10, 2025, registered Apr 11, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• M•••• M••••••••• L•• to J••• M••••• S••••••••• L••left Sep 26, 2018, registered Oct 6, 2023 (1836 days) · Other
- B•••••• T• L••• left J••• M••••• S••••••••• L•• for E••••• J•••• (registered 2025-04-11)Apr 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address