DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••••• K•• C••••••

M••••• S••••••wirehouseLeesburg, Vadual registrantIAPD 5458929

Feed of 09/14/2026

Also filed as Boram Kim

At current firm

3 y

since Apr 27, 2023

In the industry

15 y

since Apr 16, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Apr 27, 2023 · Leesburg, Va
R••••• W• B•••• • C•• I••••••••• mixed wealth
Aug 26, 2019 to Apr 9, 2023 · Reston, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 24, 2015 to Sep 16, 2019 · Vienna, Va
W•••• F•••• A••••••• wirehouse
Mar 28, 2013 to Feb 10, 2015 · Ashburn, Va
P•• W••••• M••••••••• BD affiliated
Apr 18, 2011 to Jan 11, 2013 · Laurel, Md

Moves

a registration end followed by a registration begin elsewhere

R••••• W• B•••• • C•• I••••••••• to M••••• S••••••
left Apr 9, 2023, registered Apr 27, 2023 (18 days) · RIA to wirehouse
C•••••••• G••••• M•••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Sep 16, 2019, registered Aug 26, 2019 (-21 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Feb 10, 2015, registered Mar 24, 2015 (42 days) · Other
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Jan 11, 2013, registered Mar 28, 2013 (76 days) · Other

Signals

J••••••• K•• C•••••• left R••••• W• B•••• • C•• I••••••••• for M••••• S•••••• (registered 2023-04-27)
Apr 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address