RIA Intelligence

• W•••• F•••• A••••••• wirehouse current
  since Oct 26, 2022 · Houston, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Oct 27, 2022 · Houston, Tx
• C•••• I••••••••• S••••••• C•••• former
  Dec 8, 2008 to Oct 1, 2012 · Pflugerville, Tx
• E••••• J•••• national BD
  Apr 28, 2008 to Sep 30, 2008 · Austin, Tx

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Oct 27, 2022, registered Oct 26, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• E••••• J•••• to C•••• I••••••••• S••••••• C••••
  left Sep 30, 2008, registered Dec 8, 2008 (69 days) · Other

• E•••••• A••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-10-26)
  Oct 27, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address