DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• C•••••• Y••••

E••••• J••••national BDNampa, Iddual registrantIAPD 5461805

Feed of 09/14/2026

Also filed as J••••••• Y••••

At current firm

1 y

since Dec 6, 2024

In the industry

18 y

since Feb 7, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Dec 6, 2024 · Nampa, Id
T•• B•••••• G•••• W••••• A•••••••• L•• other
Jan 4, 2023 to Dec 9, 2024 · Tampa, Fl
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Dec 21, 2022 · Irvine, Ca
C••• B•••••••• S•••••••• I••• former
Feb 8, 2018 to May 18, 2022 · Waverly, Ia
C•••••• C••••• G••••• I••• no RAUM
Apr 25, 2013 to Jan 23, 2018 · Los Angeles, Ca
C••••• A•••• M••••••••• independent RIA
Mar 9, 2011 to May 16, 2012 · Newport Beach, Ca
E••••• J•••• national BD
Feb 25, 2008 to Feb 9, 2010 · Long Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

T•• B•••••• G•••• W••••• A•••••••• L•• to E••••• J••••
left Dec 9, 2024, registered Dec 6, 2024 (-3 days) · Other
L•• F•••••••• L•• to T•• B•••••• G•••• W••••• A•••••••• L••
left Dec 21, 2022, registered Jan 4, 2023 (14 days) · Other
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
C•••••• C••••• G••••• I••• to C••• B•••••••• S•••••••• I•••
left Jan 23, 2018, registered Feb 8, 2018 (16 days) · Other
C••••• A•••• M••••••••• to C•••••• C••••• G••••• I•••
left May 16, 2012, registered Apr 25, 2013 (344 days) · Other
E••••• J•••• to C••••• A•••• M•••••••••
left Feb 9, 2010, registered Mar 9, 2011 (393 days) · Other

Signals

J••••••• C•••••• Y•••• left T•• B•••••• G•••• W••••• A•••••••• L•• for E••••• J•••• (registered 2024-12-06)
Dec 9, 2024 · Advisor changed firm · fact
J••••••• C•••••• Y•••• left L•• F•••••••• L•• for T•• B•••••• G•••• W••••• A•••••••• L•• (registered 2023-01-04)
Dec 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address