DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edmund Sean Sullivan
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Ned Sullivan
At current firm
6 y
since Aug 21, 2020
In the industry
18 y
since Dec 18, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Aug 21, 2020 · Argyle, Tx
- Bfg Wealth formerAug 21, 2019 to Aug 3, 2020 · Austin, Tx
- Blackrock Investment Management, LLC asset managerSep 27, 2017 to Aug 22, 2019 · Princeton, Nj
- Dimensional Fund Advisors LP asset managerJun 11, 2013 to Aug 31, 2017 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Bfg Wealth to T. Rowe Price Associates, Inc.left Aug 3, 2020, registered Aug 21, 2020 (18 days) · Other
- Blackrock Investment Management, LLC to Bfg Wealthleft Aug 22, 2019, registered Aug 21, 2019 (-1 days) · Other
- Dimensional Fund Advisors LP to Blackrock Investment Management, LLCleft Aug 31, 2017, registered Sep 27, 2017 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address