DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• D•••• T••••••

S••••• I••••••••• A•••••••• L••independent RIALehi, Ut IA-onlyIAPD 5468754

Feed of 09/15/2026

Also filed as Karl Tresner

At current firm

0 y

since Apr 22, 2026

In the industry

18 y

since Dec 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• I••••••••• A•••••••• L•• independent RIA current
since Apr 22, 2026 · Lehi, Ut
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 6, 2026 to Mar 2, 2026 · Lehi, Ut
M••••• S•••••• wirehouse
Jan 13, 2023 to Sep 3, 2025 · Sandy, Ut
E•••••• C•••••• M••••••••• L•• former
Jan 28, 2022 to Sep 5, 2023 · Sandy, Ut
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 10, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Aug 17, 2010 to Jul 13, 2018 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to S••••• I••••••••• A•••••••• L••
left Mar 2, 2026, registered Apr 22, 2026 (51 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to M•• I•••••••• S•••••••• L••
left Sep 3, 2025, registered Feb 6, 2026 (156 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Jan 13, 2023 (-235 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• C•••••• M••••••••• L••
left Jan 10, 2022, registered Jan 28, 2022 (18 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

K••• D•••• T•••••• left M•• I•••••••• S•••••••• L•• for S••••• I••••••••• A•••••••• L•• (registered 2026-04-22)
Mar 2, 2026 · Advisor changed firm · fact
K••• D•••• T•••••• left M••••• S•••••• for M•• I•••••••• S•••••••• L•• (registered 2026-02-06)
Sep 3, 2025 · Advisor changed firm · fact
K••• D•••• T•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• C•••••• M••••••••• L•• (registered 2022-01-28)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address