RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Apr 26, 2023 · Ada, Mi
- P•••••••• S••••••••• I••• BD affiliatedJul 14, 2016 to Apr 19, 2023 · Grand Rapids, Mi
- P•• W••••• M••••••••• BD affiliatedMar 15, 2016 to Jun 16, 2016 · Holland, Mi
- M••••• S•••••• wirehouseOct 8, 2012 to Mar 14, 2016 · Grand Rapids, Mi
- G••••••••• I••••••••• asset managerOct 26, 2010 to Sep 14, 2012 · New York, Ny
- R•••• A••••••• S•••••••• L•• unclassifiedJan 26, 2009 to Oct 28, 2010 · Rockville, Md
- M••••• S•••••• • C•• L•• unclassifiedApr 16, 2008 to Aug 12, 2008 · Grand Rapids, Mi
- P•••••••• S••••••••• I••• to L•• F•••••••• L••left Apr 19, 2023, registered Apr 26, 2023 (7 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to P•••••••• S••••••••• I•••left Jun 16, 2016, registered Jul 14, 2016 (28 days) · Other
- M••••• S•••••• to P•• W••••• M•••••••••left Mar 14, 2016, registered Mar 15, 2016 (1 days) · Other
- G••••••••• I••••••••• to M••••• S••••••left Sep 14, 2012, registered Oct 8, 2012 (24 days) · Other
- R•••• A••••••• S•••••••• L•• to G••••••••• I•••••••••left Oct 28, 2010, registered Oct 26, 2010 (-2 days) · Other
- M••••• S•••••• • C•• L•• to R•••• A••••••• S•••••••• L••left Aug 12, 2008, registered Jan 26, 2009 (167 days) · Other
- K•••• D••• G••• left P•••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2023-04-26)Apr 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address