J••••••• K•••••• M•••••

• S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
  since Apr 19, 2017 · Clearwater, Fl
• M••••• S•••••• wirehouse
  Jun 25, 2015 to Feb 21, 2017 · Clearwater, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 5, 2009 to Jan 26, 2015 · Tampa, Fl
• A••••••••• A•••••• S•••••••• I••• unclassified
  Jul 3, 2008 to Oct 5, 2009 · Clearwater, Fl
• E••••• J•••• national BD
  Mar 24, 2008 to May 1, 2008 · St Louis, Mo

• M••••• S•••••• to S•••••• P••••••• I••••••••• A•••••••• L••
  left Feb 21, 2017, registered Apr 19, 2017 (57 days) · Other · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••
  left Jan 26, 2015, registered Jun 25, 2015 (150 days) · Affiliated broker-dealer or bank to wirehouse
• A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
• E••••• J•••• to A••••••••• A•••••• S•••••••• I•••
  left May 1, 2008, registered Jul 3, 2008 (63 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address