DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• S••• S•••

P•••••••• S••••••••• I•••BD affiliatedDes Moines, Ia dual registrantIAPD 5471918

Feed of 09/15/2026

Also filed as Garrick Sasa

At current firm

4 y

since Jul 21, 2022

In the industry

18 y

since Mar 6, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Jul 21, 2022 · Arvada, Co
U••• B•••••• I••••••••• I••• former
May 22, 2018 to Jun 16, 2022 · E•••••S, Co
L•• F•••••••• L•• BD affiliated
Mar 6, 2017 to May 24, 2018 · Golden, Co
W•••• F•••• A••••••• wirehouse
Apr 15, 2011 to Mar 6, 2017 · Lakewood, Co
E••••• J•••• national BD
Mar 20, 2008 to Apr 29, 2010 · Arvada, Co

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to P•••••••• S••••••••• I•••
left Jun 16, 2022, registered Jul 21, 2022 (35 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••
left May 24, 2018, registered May 22, 2018 (-2 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to L•• F•••••••• L••
left Mar 6, 2017, registered Mar 6, 2017 (0 days) · Other
E••••• J•••• to W•••• F•••• A•••••••
left Apr 29, 2010, registered Apr 15, 2011 (351 days) · Affiliated broker-dealer or bank to wirehouse

Signals

G•••••• S••• S••• left U••• B•••••• I••••••••• I••• for P•••••••• S••••••••• I••• (registered 2022-07-21)
Jun 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address