DFX Intelligence
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Feed of 09/14/2026
Also filed as D••• M•••• D••••••••• M• D•••••••••
At current firm
9 y
since Oct 18, 2016
In the industry
17 y
since Jan 19, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 18, 2016 · Birmingham, Mi
- W•••• F•••• A••••••• wirehouseDec 8, 2015 to Oct 14, 2016 · Birmingham, Mi
- M••••• S•••••• wirehouseMay 7, 2014 to Dec 10, 2015 · Bloomfield Hills, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJan 20, 2009 to Apr 26, 2013 · Birmingham, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Oct 14, 2016, registered Oct 18, 2016 (4 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 10, 2015, registered Dec 8, 2015 (-2 days) · Wirehouse to wirehouse · moved with a team
- H••••••••• F•••••••• A••••••• to M••••• S••••••left Apr 26, 2013, registered May 7, 2014 (376 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address