RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• F•••••• G••••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Dec 21, 2018 · Atlanta, Ga
- W••• S••••••••• I••• formerNov 8, 2012 to Dec 23, 2025 · Atlanta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedMar 5, 2012 to Aug 31, 2012 · Atlanta, Ga
- W••• S••••••••• I••• to C•••••• I••••••••• A•••••••• L••left Dec 23, 2025, registered Dec 21, 2018 (-2559 days) · RIA to RIA · moved with a team
- P••• A••••• S••••••••• L•• to W••• S••••••••• I•••left Aug 31, 2012, registered Nov 8, 2012 (69 days) · Other
- E••••• F•••••• G•••• left W••• S••••••••• I••• for C•••••• I••••••••• A•••••••• L•• (registered 2018-12-21)Dec 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address