RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• W••••• D•••••••••
- M••••••••• W••••• M••••••••• no RAUM currentsince Mar 26, 2026 · Murrieta, Ca
- M••••••••• R••••••••• BD affiliatedMar 7, 2022 to Mar 6, 2026 · Bay City, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 5, 2018 to Feb 25, 2022 · Bay City, Mi
- S••••••••• A•••••• A•••••••• I••• formerOct 4, 2013 to Nov 6, 2018 · Bay City, Mi
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 4, 2013 to Oct 3, 2013 · Troy, Mi
- M••••••••• R••••••••• to M••••••••• W••••• M•••••••••left Mar 6, 2026, registered Mar 26, 2026 (20 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••••••• R•••••••••left Feb 25, 2022, registered Mar 7, 2022 (10 days) · Other
- S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 6, 2018, registered Nov 5, 2018 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Oct 3, 2013, registered Oct 4, 2013 (1 days) · Other
- E••• W••••• D••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for M••••••••• R••••••••• (registered 2022-03-07)Feb 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address