DFX Intelligence
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Feed of 09/14/2026
Also filed as J••••• C••••••• S••••••••• S••••••
At current firm
2 y
since Aug 14, 2024
In the industry
18 y
since May 9, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 14, 2024 · St. Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 2, 2018 to May 4, 2023 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 16, 2017 to Jun 27, 2018 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 2, 2014 to Jan 13, 2016 · St. Petersburg, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedSep 27, 2010 to Dec 31, 2013 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••left May 4, 2023, registered Aug 14, 2024 (468 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 27, 2018, registered Jul 2, 2018 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Jan 13, 2016, registered Aug 16, 2017 (581 days) · Other · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2013, registered Jun 2, 2014 (153 days) · Other
Signals
- ••• LockedMay 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address