DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Ryan Mccleese

Pnc Wealth ManagementBD affiliatedLancaster, Oh dual registrantIAPD 5479779

Feed of 09/14/2026

Also filed as Matthew Ryan Mccleese

At current firm

2 y

since Feb 29, 2024

In the industry

17 y

since May 27, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pnc Wealth Management BD affiliated current
since Feb 29, 2024 · Logan, Oh
Tcp Asset Management, LLC independent RIA
Oct 28, 2022 to Mar 8, 2024 · Upper Arlington, Oh
Pruco Securities, LLC no RAUM
Feb 25, 2022 to Oct 26, 2022 · Columbus, Oh
Pruco Securities, LLC no RAUM
Aug 14, 2019 to Feb 2, 2022 · Columbus, Oh
Arcadia Financial Partners, LLC state registered
Nov 14, 2018 to Aug 7, 2019 · Pickerington, Oh
Edward Jones national BD
Aug 25, 2014 to Nov 12, 2018 · Etna, Oh
Pnc Wealth Management BD affiliated
Aug 23, 2012 to Sep 5, 2014 · Columbus, Oh
Morgan Stanley wirehouse
Jun 1, 2009 to Jul 11, 2012 · Columbus, Oh
Morgan Stanley & Co. LLC unclassified
May 28, 2009 to Jun 1, 2009 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Tcp Asset Management, LLC to Pnc Wealth Management
left Mar 8, 2024, registered Feb 29, 2024 (-8 days) · RIA to affiliated broker-dealer or bank
Pruco Securities, LLC to Tcp Asset Management, LLC
left Oct 26, 2022, registered Oct 28, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA
Arcadia Financial Partners, LLC to Pruco Securities, LLC
left Aug 7, 2019, registered Aug 14, 2019 (7 days) · Other
Edward Jones to Arcadia Financial Partners, LLC
left Nov 12, 2018, registered Nov 14, 2018 (2 days) · Affiliated broker-dealer or bank to a state-registered adviser
Pnc Wealth Management to Edward Jones
left Sep 5, 2014, registered Aug 25, 2014 (-11 days) · Other
Morgan Stanley to Pnc Wealth Management
left Jul 11, 2012, registered Aug 23, 2012 (43 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Matthew Ryan Mccleese left Tcp Asset Management, Llc for Pnc Wealth Management (registered 2024-02-29)
Mar 8, 2024 · Advisor changed firm · fact
Matthew Ryan Mccleese left Pruco Securities, Llc for Tcp Asset Management, Llc (registered 2022-10-28)
Oct 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address