J••••• M••• H•••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Apr 28, 2022 · Lexington, Nc
• W•••• F•••• A••••••• wirehouse
  Dec 14, 2012 to May 4, 2022 · Lexington, Nc
• B••• I••••••••• S•••••••• I••• former
  Jun 6, 2011 to Dec 17, 2012 · Greenboro, Nc
• E••••• J•••• national BD
  May 21, 2008 to Jun 3, 2011 · Albemarle, Nc

• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left May 4, 2022, registered Apr 28, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank
• B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Dec 17, 2012, registered Dec 14, 2012 (-3 days) · Other
• E••••• J•••• to B••• I••••••••• S•••••••• I•••
  left Jun 3, 2011, registered Jun 6, 2011 (3 days) · Affiliated broker-dealer or bank to a newly registered adviser

• J••••• M••• H••• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-04-28)
  May 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address