RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• M•••••• B••••••••
- V••••••• A•••••••• I••• BD affiliated currentsince May 2, 2017 · Malvern, Pa
- P•• W••••• M••••••••• BD affiliatedNov 1, 2013 to May 4, 2017 · Media, Pa
- S•••••••• S••••••••• BD affiliatedDec 10, 2012 to Oct 3, 2013 · Philadelphia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDMay 5, 2008 to Sep 24, 2012 · Marlton, Nj
- P•• W••••• M••••••••• to V••••••• A•••••••• I•••left May 4, 2017, registered May 2, 2017 (-2 days) · Other
- S•••••••• S••••••••• to P•• W••••• M•••••••••left Oct 3, 2013, registered Nov 1, 2013 (29 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• S•••••••••left Sep 24, 2012, registered Dec 10, 2012 (77 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address