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Registered advisor
M•••••• W••••
Feed of 09/14/2026
Also filed as M•••••• W•••• Butler
At current firm
0 y
since Mar 31, 2026
In the industry
15 y
since Aug 22, 2011 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Mar 31, 2026 · Sarasota, Fl
- M••••• S•••••• wirehouseNov 15, 2024 to Feb 2, 2026 · Tampa, Fl
- P•••• S••••••••• L•• no RAUMJan 4, 2024 to Jun 13, 2024 · Tampa, Fl
- E•••••• A••••••• G••••• L•• BD affiliatedAug 28, 2023 to Oct 27, 2023 · Greenwood Village, Co
- B•••••• L••• A••••••• S•••••••• I••• BD affiliatedFeb 8, 2021 to Jan 31, 2023 · Clearwater, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Dec 10, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDJul 2, 2015 to Jul 13, 2018 · Altamonte Springs, Fl
- M••••• S•••••• wirehouseMar 28, 2014 to Feb 3, 2015 · Winter Park, Fl
- C•••••• S••••• • C••• I••• national BDAug 24, 2011 to Mar 28, 2014 · New York City, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to T• P•••••• C••••• W••••• L••left Feb 2, 2026, registered Mar 31, 2026 (57 days) · Wirehouse to affiliated broker-dealer or bank
- P•••• S••••••••• L•• to M••••• S••••••left Jun 13, 2024, registered Nov 15, 2024 (155 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••• A••••••• G••••• L•• to P•••• S••••••••• L••left Oct 27, 2023, registered Jan 4, 2024 (69 days) · Affiliated broker-dealer or bank to another
- B•••••• L••• A••••••• S•••••••• I••• to E•••••• A••••••• G••••• L••left Jan 31, 2023, registered Aug 28, 2023 (209 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to B•••••• L••• A••••••• S•••••••• I•••left Dec 10, 2020, registered Feb 8, 2021 (60 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to S•••••••• A••••••• L••left Feb 3, 2015, registered Jul 2, 2015 (149 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M••••• S••••••left Mar 28, 2014, registered Mar 28, 2014 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- M•••••• W•••• left M••••• S•••••• for T• P•••••• C••••• W••••• L•• (registered 2026-03-31)Feb 2, 2026 · Advisor changed firm · fact
- M•••••• W•••• left P•••• S••••••••• L•• for M••••• S•••••• (registered 2024-11-15)Jun 13, 2024 · Advisor changed firm · fact
- M•••••• W•••• left E•••••• A••••••• G••••• L•• for P•••• S••••••••• L•• (registered 2024-01-04)Oct 27, 2023 · Advisor changed firm · fact
- M•••••• W•••• left B•••••• L••• A••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2023-08-28)Jan 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address