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Registered advisor
C••••••• R••••• S••••••
Feed of 09/15/2026
At current firm
4 y
since Feb 14, 2022
In the industry
17 y
since Mar 20, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
21
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••••• R••••••••• BD affiliated currentsince Feb 14, 2022 · St. Petersburg, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 21, 2016 to Oct 13, 2021 · Norfolk, Va
- S••••••• I••••••••• S•••••••• I••• formerApr 24, 2015 to Dec 31, 2016 · Norfolk, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 28, 2012 to Mar 20, 2015 · Williamsburg, Va
- S••••••• I••••••••• S•••••••• I••• formerMar 30, 2009 to Sep 11, 2012 · Newport News, Va
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to M••••••••• R•••••••••left Oct 13, 2021, registered Feb 14, 2022 (124 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••• I••••••••• S•••••••• I•••left Mar 20, 2015, registered Apr 24, 2015 (35 days) · Other
- S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2012, registered Sep 28, 2012 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address