DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Patrick Barlow

MarinerBD affiliatedNewport Beach, CaIA-onlyIAPD 5487051

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

1 y

since Apr 1, 2025

In the industry

18 y

since Mar 14, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Apr 1, 2025 · Newport Beach, Ca
Mariner Independent independent RIA
Mar 1, 2022 to Apr 2, 2025 · Newport Beach, Ca
Composition Wealth, LLC independent RIA
Dec 27, 2018 to Feb 28, 2022 · Newport Beach, Ca
Palo Capital, Inc. former
May 22, 2015 to Jun 3, 2019 · Newport Beach, Ca
RBC Rochdale, LLC BD affiliated
Apr 20, 2011 to Mar 10, 2014 · New York, Ny
Forwardpro Partners, LLC unclassified
Oct 12, 2010 to Apr 12, 2011 · San Francisco, Ca
Fisher Investments independent RIA
Mar 17, 2008 to Feb 9, 2009 · San Mateo, Ca

Moves

a registration end followed by a registration begin elsewhere

Mariner Independent to Mariner
left Apr 2, 2025, registered Apr 1, 2025 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
Composition Wealth, LLC to Mariner Independent
left Feb 28, 2022, registered Mar 1, 2022 (1 days) · RIA to RIA · moved with a team
Palo Capital, Inc. to Composition Wealth, LLC
left Jun 3, 2019, registered Dec 27, 2018 (-158 days) · RIA to RIA
RBC Rochdale, LLC to Palo Capital, Inc.
left Mar 10, 2014, registered May 22, 2015 (438 days) · Other
Forwardpro Partners, LLC to RBC Rochdale, LLC
left Apr 12, 2011, registered Apr 20, 2011 (8 days) · Other
Fisher Investments to Forwardpro Partners, LLC
left Feb 9, 2009, registered Oct 12, 2010 (610 days) · Other

Signals

Kevin Patrick Barlow left Mariner Independent for Mariner (registered 2025-04-01)
Apr 2, 2025 · Advisor changed firm · fact
Kevin Patrick Barlow left Composition Wealth, Llc for Mariner Independent (registered 2022-03-01)
Feb 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address