DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• M•••• T••••••

C•••••• S••••• • C••• I•••national BDLake Oswego, Ordual registrantIAPD 5494037

Feed of 09/14/2026

Also filed as K•••• M•••• Johnson

At current firm

8 y

since Apr 16, 2018

In the industry

18 y

since May 24, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Apr 16, 2018 · Lake Oswego, Or
S•••••••• A••••••• L•• national BD
Feb 27, 2015 to Mar 31, 2018 · Tigard, Or
M••••• S•••••• wirehouse
Sep 19, 2013 to Jan 20, 2015 · Portland, Or
E•••••••• A•••••••• L•• national BD
Jan 28, 2010 to Jul 7, 2010 · Tampa, Fl
F•••• C•••••• F•••••••• P•••••••• I••• former
May 11, 2009 to Jun 17, 2009 · Tampa, Fl
E••••• J•••• national BD
Jun 6, 2008 to Oct 6, 2008 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Mar 31, 2018, registered Apr 16, 2018 (16 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to S•••••••• A••••••• L••
left Jan 20, 2015, registered Feb 27, 2015 (38 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to M••••• S••••••
left Jul 7, 2010, registered Sep 19, 2013 (1170 days) · Affiliated broker-dealer or bank to wirehouse
F•••• C•••••• F•••••••• P•••••••• I••• to E•••••••• A•••••••• L••
left Jun 17, 2009, registered Jan 28, 2010 (225 days) · Other
E••••• J•••• to F•••• C•••••• F•••••••• P•••••••• I•••
left Oct 6, 2008, registered May 11, 2009 (217 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address