DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• F•••

S•••• F••• I••••••••• M••••••••• C••••asset managerAcworth, Gadual registrantIAPD 5495436

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as S•••• F•••

At current firm

0 y

since Jan 12, 2026

In the industry

18 y

since Feb 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Jan 12, 2026 · Acworth, Ga
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 18, 2020 to Jan 7, 2022 · Dunwoody, Ga
C••••••• S••••••••• I••• BD affiliated
Dec 16, 2019 to Nov 10, 2020 · Columbus, Oh
A••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 24, 2018 to Oct 17, 2019 · Atlanta, Ga
N••••••••• S••••••••• L•• no RAUM
Apr 4, 2012 to Sep 13, 2018 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••• F••• I••••••••• M••••••••• C••••
left Jan 7, 2022, registered Jan 12, 2026 (1466 days) · Other
C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 10, 2020, registered Dec 18, 2020 (38 days) · Affiliated broker-dealer or bank to another
A••••••• F•••••••• A•••••••• L•• to C••••••• S••••••••• I•••
left Oct 17, 2019, registered Dec 16, 2019 (60 days) · Affiliated broker-dealer or bank to another
N••••••••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Sep 13, 2018, registered Sep 24, 2018 (11 days) · Other

Signals

S•••• F••• left F••••••• P••••••• A•• W•••••••• A••••••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2026-01-12)
Jan 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address