RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• M•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 10, 2025 · Omaha, Ne
- T•• A•••••••• I••• BD affiliatedJul 14, 2021 to May 28, 2025 · Omaha, Ne
- C•••••• A••••••• BD affiliatedApr 23, 2020 to Apr 1, 2021 · Southfield, Mi
- T• A••••••••• I••• formerJul 20, 2017 to Sep 7, 2018 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 20, 2017 to Sep 7, 2018 · Omaha, Ne
- B••••••• I••••••••• S•••••••• I••• ••••• formerMay 12, 2015 to Jul 18, 2017 · Harlan, Ia
- W•••• F•••• A••••••• wirehouseDec 5, 2011 to Jun 5, 2014 · Omaha, Ne
- T•• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 28, 2025, registered Jun 10, 2025 (13 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• A••••••• to T•• A•••••••• I•••left Apr 1, 2021, registered Jul 14, 2021 (104 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2018, registered Jul 20, 2017 (-414 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 7, 2018, registered Jul 20, 2017 (-414 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to T• A••••••••• I•••left Jul 18, 2017, registered Jul 20, 2017 (2 days) · Other
- W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Jun 5, 2014, registered May 12, 2015 (341 days) · Other
- J•••• M•••••• M••••• left T•• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-06-10)May 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address