RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• I•••••••
- C••••••• S••••••••• I••• BD affiliated currentsince Dec 9, 2021 · Westwood, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 30, 2021 to Aug 13, 2021 · Chelmsford, Ma
- S••••••• F•••••••• S•••••••• I••• formerNov 9, 2020 to May 7, 2021 · Dedham, Ma
- N•••••• A•••••••• L•• BD affiliatedMar 12, 2018 to Apr 3, 2020 · Boston, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••• S••••••••• I•••left Aug 13, 2021, registered Dec 9, 2021 (118 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 7, 2021, registered Jul 30, 2021 (84 days) · Affiliated broker-dealer or bank to another
- N•••••• A•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Apr 3, 2020, registered Nov 9, 2020 (220 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address