RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L•• F••••••
- E•••• S••••••••• L•• BD affiliated currentsince Nov 11, 2025 · Lincoln, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJul 6, 2018 to Jul 10, 2020 · Alpena, Mi
- C••• F•••••••• S•••••••• L••• formerFeb 20, 2014 to Jun 11, 2018 · San Diego, Ca
- E••••• J•••• national BDJun 11, 2008 to Feb 11, 2014 · St Louis, Mo
- H••••••••• F•••••••• A••••••• to E•••• S••••••••• L••left Jul 10, 2020, registered Nov 11, 2025 (1950 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to H••••••••• F•••••••• A•••••••left Jun 11, 2018, registered Jul 6, 2018 (25 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to C••• F•••••••• S•••••••• L•••left Feb 11, 2014, registered Feb 20, 2014 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address