RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- Title
- FINANCIAL A••••••reportedvertexplanningpartners.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- V••••• P••••••• independent RIA currentsince Mar 31, 2022 · Downers Grove, Il
- H•••••••• P••••••• P••••••• independent RIANov 16, 2021 to Apr 29, 2022 · Downers Grove, Il
- H•••••••• A•••••• G••••• L•• formerMay 23, 2019 to Dec 31, 2021 · Downers Grove, Il
- C•••••••• M••••••••• G•••• formerOct 19, 2015 to May 8, 2019 · Wheaton, Il
- S•••••••• F••••••••• I••• formerJun 22, 2015 to Oct 7, 2015 · Santa Barbara, Ca
- M•••••• W••••• M••••••••• L• independent RIAJul 9, 2010 to Dec 12, 2013 · Santa Barbara, Ca
- M••••• G••••• A••••••• I••• independent RIAJan 26, 2009 to Sep 15, 2009 · Santa Barbara, Ca
- H•••••••• P••••••• P••••••• to V••••• P•••••••left Apr 29, 2022, registered Mar 31, 2022 (-29 days) · RIA to a newly registered adviser · moved with a team
- H•••••••• A•••••• G••••• L•• to H•••••••• P••••••• P•••••••left Dec 31, 2021, registered Nov 16, 2021 (-45 days) · corporate re-registration, not a move
- C•••••••• M••••••••• G•••• to H•••••••• A•••••• G••••• L••left May 8, 2019, registered May 23, 2019 (15 days) · RIA to RIA
- S•••••••• F••••••••• I••• to C•••••••• M••••••••• G••••left Oct 7, 2015, registered Oct 19, 2015 (12 days) · Other
- M•••••• W••••• M••••••••• L• to S•••••••• F••••••••• I•••left Dec 12, 2013, registered Jun 22, 2015 (557 days) · Other
- M••••• G••••• A••••••• I••• to M•••••• W••••• M••••••••• L•left Sep 15, 2009, registered Jul 9, 2010 (297 days) · Other
- T•••• T•••• B•••••••• left H•••••••• P••••••• P••••••• for V••••• P••••••• (registered 2022-03-31)Apr 29, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address