M•••••• K• L••••••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Dec 17, 2025 · Bountiful, Ut
• M••••• S•••••• wirehouse
  Sep 5, 2023 to Dec 5, 2025 · Sandy, Ut
• E•••••• C•••••• M••••••••• L•• former
  May 18, 2017 to Sep 5, 2023 · Sandy, Ut
• S•••••••• A••••••• L•• national BD
  Dec 6, 2010 to Oct 9, 2015 · Salt Lake City, Ut

• M••••• S•••••• to E•••••• A••••••• G••••• L••
  left Dec 5, 2025, registered Dec 17, 2025 (12 days) · Wirehouse to affiliated broker-dealer or bank
• E•••••• C•••••• M••••••••• L•• to M••••• S••••••
  left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
• S•••••••• A••••••• L•• to E•••••• C•••••• M••••••••• L••
  left Oct 9, 2015, registered May 18, 2017 (587 days) · Other

• ••• Locked
  Dec 5, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address