RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• F••••• O••••
- B••••• W•••••• L•• independent RIA currentsince Apr 9, 2025 · Houston, Tx
- F•••• P••••••• W•••••• L•• independent RIAJul 1, 2024 to Mar 18, 2025 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerJun 16, 2023 to Nov 14, 2024 · Houston, Tx
- F•• C••• independent RIASep 13, 2021 to Jun 9, 2023 · Houston, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 11, 2019 to Mar 12, 2021 · Houston, Tx
- W••••• J•••••• W••••• independent RIASep 4, 2018 to Feb 11, 2019 · Houston, Tx
- F•••• P••••••• W•••••• L•• to B••••• W•••••• L••left Mar 18, 2025, registered Apr 9, 2025 (22 days) · RIA to RIA
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- F•• C••• to B••••••••• S•••••••• W•••••• L••left Jun 9, 2023, registered Jun 16, 2023 (7 days) · RIA to RIA
- R•••••• J•••• • A••••••••• I••• to F•• C•••left Mar 12, 2021, registered Sep 13, 2021 (185 days) · Affiliated broker-dealer or bank to independent RIA
- W••••• J•••••• W••••• to R•••••• J•••• • A••••••••• I•••left Feb 11, 2019, registered Feb 11, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- G•••••• F••••• O•••• left F•••• P••••••• W•••••• L•• for B••••• W•••••• L•• (registered 2025-04-09)Mar 18, 2025 · Advisor changed firm · fact
- G•••••• F••••• O•••• left F•• C••• for B••••••••• S•••••••• W•••••• L•• (registered 2023-06-16)Jun 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address