DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• M••• D••••

H•• I••••••••• P•••••••• L••independent RIAAustin, Tx IA-onlyIAPD 5533197

Feed of 09/19/2026

Also filed as Andy Dalka

At current firm

0 y

since Sep 18, 2026

In the industry

17 y

since Sep 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•• I••••••••• P•••••••• L•• independent RIA current
since Sep 18, 2026 · Austin, Tx
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Aug 28, 2024 to Feb 12, 2026 · Omahaa, Ne
G•••••• I••••••••• S••••••••• independent RIA
Jan 22, 2024 to Aug 2, 2024 · Omaha, Ne
W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated
Nov 3, 2022 to Jan 3, 2024 · Plymouth, Mn
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Sep 23, 2019 to Oct 22, 2021 · Columbus, Oh
A••••••• A••••••• S••••••• former
Jun 1, 2015 to Sep 9, 2019 · Omaha, Ne
S••••••••• A•••••• A•••••••• I••• former
Feb 2, 2015 to May 28, 2015 · La Vista, Ne
C••••• I••••••••• S••••••• L•• former
Aug 23, 2011 to Nov 4, 2011 · Lincoln, Ne
A••••••• A••••••• S••••••• former
Aug 6, 2010 to Jun 23, 2011 · Lincoln, Ne

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to H•• I••••••••• P•••••••• L••
left Feb 12, 2026, registered Sep 18, 2026 (218 days) · Affiliated broker-dealer or bank to independent RIA
G•••••• I••••••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 2, 2024, registered Aug 28, 2024 (26 days) · RIA to affiliated broker-dealer or bank
W••••• E••••••••• A••••••• S•••••••• L•• to G•••••• I••••••••• S•••••••••
left Jan 3, 2024, registered Jan 22, 2024 (19 days) · RIA to RIA
N••••••••• I••••••••• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left Oct 22, 2021, registered Nov 3, 2022 (377 days) · Affiliated broker-dealer or bank to another
A••••••• A••••••• S••••••• to N••••••••• I••••••••• A•••••••• L••
left Sep 9, 2019, registered Sep 23, 2019 (14 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to A••••••• A••••••• S•••••••
left May 28, 2015, registered Jun 1, 2015 (4 days) · Other
C••••• I••••••••• S••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Nov 4, 2011, registered Feb 2, 2015 (1186 days) · Other
A••••••• A••••••• S••••••• to C••••• I••••••••• S••••••• L••
left Jun 23, 2011, registered Aug 23, 2011 (61 days) · Other

Signals

A••••• M••• D•••• registered as an investment adviser representative at H•• I••••••••• P•••••••• L••
Sep 18, 2026 · Advisor registered · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address