DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Edwin Fuller
Certified Financial Planner
Feed of 09/15/2026
Also filed as Nick Edwin Fuller
At current firm
6 y
since Dec 26, 2019
In the industry
16 y
since Nov 9, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Wealth, LLC independent RIA currentsince Dec 26, 2019 · Overland Park, Ks
- Dynamic independent RIAOct 2, 2013 to Mar 31, 2020 · Tempe, Az
- Concert Wealth Management formerMay 27, 2011 to Sep 26, 2013 · San Jose, Ca
- First Financial Equity Corporation formerApr 6, 2011 to May 24, 2011 · Scottsdale, Az
- Edward Jones national BDNov 17, 2009 to Mar 15, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Dynamic to Creativeone Wealth, LLCleft Mar 31, 2020, registered Dec 26, 2019 (-96 days) · RIA to RIA
- Concert Wealth Management to Dynamicleft Sep 26, 2013, registered Oct 2, 2013 (6 days) · Other
- First Financial Equity Corporation to Concert Wealth Managementleft May 24, 2011, registered May 27, 2011 (3 days) · Other
- Edward Jones to First Financial Equity Corporationleft Mar 15, 2011, registered Apr 6, 2011 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address