RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• P•••••
- C•••••• S••••• • C••• I••• national BD currentsince Jan 6, 2026 · Orlando, Fl
- M••••• S•••••• wirehouseSep 5, 2023 to Nov 24, 2025 · Winter Park, Fl
- E•••••• C•••••• M••••••••• L•• formerApr 27, 2017 to Sep 5, 2023 · Orlando, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 25, 2014 to May 1, 2017 · Jacksonville, Fl
- B••• I••••••••• S•••••••• I••• formerNov 17, 2009 to Feb 28, 2014 · Charlotte, Nc
- S••••••• F•••••••• S•••••••• I••• formerApr 8, 2009 to Nov 6, 2009 · Charlotte, Nc
- E••••• J•••• national BDAug 28, 2008 to Feb 12, 2009 · St Louis, Mo
- M••••• S•••••• to C•••••• S••••• • C••• I•••left Nov 24, 2025, registered Jan 6, 2026 (43 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left May 1, 2017, registered Apr 27, 2017 (-4 days) · Other
- B••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 28, 2014, registered Mar 25, 2014 (25 days) · Other
- S••••••• F•••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Nov 6, 2009, registered Nov 17, 2009 (11 days) · Other
- E••••• J•••• to S••••••• F•••••••• S•••••••• I•••left Feb 12, 2009, registered Apr 8, 2009 (55 days) · Other
- P••• P••••• left M••••• S•••••• for C•••••• S••••• • C••• I••• (registered 2026-01-06)Nov 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address