K••••• S••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Jan 20, 2022 · Greenfield, In
• E•••••• A••••••• G••••• L•• BD affiliated
  Aug 24, 2021 to Oct 11, 2021 · Noblesville, In
• J••• M••••• S••••••••• L•• wirehouse
  Jul 13, 2016 to Aug 7, 2021 · Noblesville, In
• P•• W••••• M••••••••• BD affiliated
  Dec 21, 2011 to Jun 9, 2016 · Noblesville, In
• W•••••• • R••• former
  Apr 29, 2011 to Dec 20, 2011 · West Chester, Oh

• E•••••• A••••••• G••••• L•• to J••• M••••• S••••••••• L••
  left Oct 11, 2021, registered Jan 20, 2022 (101 days) · Other
• J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
  left Aug 7, 2021, registered Aug 24, 2021 (17 days) · Other
• P•• W••••• M••••••••• to J••• M••••• S••••••••• L••
  left Jun 9, 2016, registered Jul 13, 2016 (34 days) · Other
• W•••••• • R••• to P•• W••••• M•••••••••
  left Dec 20, 2011, registered Dec 21, 2011 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address