DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lunt Capital Management Inc.
Latest filing Mar 12, 2026
First filing on the tape Nov 15, 2011 · 26 filings
SEC status approved since Apr 14, 2009
RAUM
$601M
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
20%
$121M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$200M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$601M as of Mar 12, 2026
Mar 29, 2012$129M then
HNW client RAUM$110M as of Mar 12, 2026
Mar 29, 2018$44.4M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 27, 20135 then
Employees (5.A)7 as of Mar 12, 2026
Mar 27, 20137 then
Private funds: no history
RAUM +0.1% over the last fiscal year+8.8% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $200MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 8.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$340M57%
- High-net-worth individuals$110M18%
- Corporations and businesses$88.3M15%
- Pension and profit-sharing plans$38.1M6.3%
- Charitable organizations$14.1M2.3%
- Individuals$10.6M1.8%
- Individual clients
- 75reported
- HNW clients
- 86reported
- Pension plan clients
- 7reported
- Charitable clients
- 6reported
- Accounts
- 560reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.2 fund_share=0.57 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Larry Lunt | Holladay, Ut | Jul 7, 2003 | 24 y | 0 |
| Ryan George Hessenthaler | Holladay, Ut | Mar 27, 2012 | 15 y | 0 |
| Joseph J Lunt | Holladay, Ut | Jan 25, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ryan Simmons Richards to Morgan StanleyMar 28, 2013 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- George Ryan Hessenthaler · Coo, Cco, & Shareholdercontrolsince 06/2012 · owns 25% to 50%
- Larry John Lunt · President & Shareholdercontrolsince 01/2003 · owns 25% to 50%
- Vernon Larry Lunt · Shareholdercontrolsince 01/2003 · owns 10% to 25%
- Child Susan Lunt · Shareholdercontrolsince 01/2006 · owns 10% to 25%
Related persons
Schedule D 7.A
- Robert Lunty
- Zachary Napierskiy
Advisers that list Lunt Capital Management Inc. as a related person
- 168198 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Holladay, Ut · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 580 to 560Mar 28, 2025 to Mar 12, 2026
- Corporate clients · 42 to 49Mar 28, 2025 to Mar 12, 2026
- HNW clients · 69 to 86Mar 28, 2025 to Mar 12, 2026
- Individual clients · 87 to 75Mar 28, 2025 to Mar 12, 2026
- Discretionary RAUM · $293M to $284MMar 28, 2025 to Mar 12, 2026
- HNW RAUM · $95.5M to $110MMar 28, 2025 to Mar 12, 2026
- Individual RAUM · $16.6M to $10.6MMar 28, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $308M to $318MMar 28, 2025 to Mar 12, 2026
- Pension RAUM · $41.8M to $38.1MMar 28, 2025 to Mar 12, 2026
- RAUM · $601M to $601MMar 28, 2025 to Mar 12, 2026
- Accounts · 573 to 580Mar 25, 2024 to Mar 28, 2025
- Advisory activities · 7 to 6Mar 25, 2024 to Mar 28, 2025
- Charity clients · 5 to 6Mar 25, 2024 to Mar 28, 2025
- Corporate clients · 37 to 42Mar 25, 2024 to Mar 28, 2025
- HNW clients · 60 to 69Mar 25, 2024 to Mar 28, 2025
- Individual clients · 102 to 87Mar 25, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $228M to $293MMar 25, 2024 to Mar 28, 2025
- HNW RAUM · $67.4M to $95.5MMar 25, 2024 to Mar 28, 2025
- Individual RAUM · $14.1M to $16.6MMar 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $293M to $308MMar 25, 2024 to Mar 28, 2025
- Pension RAUM · $38.1M to $41.8MMar 25, 2024 to Mar 28, 2025
- RAUM · $521M to $601MMar 25, 2024 to Mar 28, 2025
- Accounts · 565 to 573Mar 28, 2023 to Mar 25, 2024
- Charity clients · 7 to 5Mar 28, 2023 to Mar 25, 2024
- Corporate clients · 38 to 37Mar 28, 2023 to Mar 25, 2024
- HNW clients · 59 to 60Mar 28, 2023 to Mar 25, 2024
- Individual clients · 100 to 102Mar 28, 2023 to Mar 25, 2024
- Pension plan clients · 6 to 7Mar 28, 2023 to Mar 25, 2024
- Discretionary RAUM · $284M to $228MMar 28, 2023 to Mar 25, 2024
- HNW RAUM · $58.0M to $67.4MMar 28, 2023 to Mar 25, 2024
- Individual RAUM · $12.7M to $14.1MMar 28, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $182M to $293MMar 28, 2023 to Mar 25, 2024
- Pension RAUM · $30.4M to $38.1MMar 28, 2023 to Mar 25, 2024
- RAUM · $467M to $521MMar 28, 2023 to Mar 25, 2024
- Accounts · 558 to 565Mar 29, 2022 to Mar 28, 2023
- Advisory employees · 2 to 3Mar 29, 2022 to Mar 28, 2023
- Charity clients · 5 to 7Mar 29, 2022 to Mar 28, 2023
- Corporate clients · 17 to 38Mar 29, 2022 to Mar 28, 2023
- HNW clients · 60 to 59Mar 29, 2022 to Mar 28, 2023
Signals
1 dated events
- Lunt Capital Management Inc. reported RAUM $476.2M, up 49% from $320.6M (2020-06-30 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@luntcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-503-3035reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- LUNTCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-503-3035reportedpublic record, Form ADV, Mar 12, 2026
- Team page
- luntcapital.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $200Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026