R••• W•••• S••••

• W•••• F•••• A••••••• wirehouse current
  since Jan 7, 2019 · Enid, Ok
• M••••• S•••••• wirehouse
  Nov 14, 2012 to Jan 10, 2019 · Oklahoma City, Ok
• E••••• J•••• national BD
  Feb 25, 2009 to Nov 13, 2012 · San Antonio, Tx
• D••••• I••••••••• S•••••••• I••• former
  Jul 2, 2008 to Nov 12, 2008 · San Angelo, Tx

• M••••• S•••••• to W•••• F•••• A•••••••
  left Jan 10, 2019, registered Jan 7, 2019 (-3 days) · Wirehouse to wirehouse
• E••••• J•••• to M••••• S••••••
  left Nov 13, 2012, registered Nov 14, 2012 (1 days) · Affiliated broker-dealer or bank to wirehouse
• D••••• I••••••••• S•••••••• I••• to E••••• J••••
  left Nov 12, 2008, registered Feb 25, 2009 (105 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address