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Registered advisor
S•••• A•••••• G•••••••
Feed of 09/14/2026
Also filed as S•••• G•••••••
At current firm
6 y
since Mar 20, 2020
In the industry
18 y
since Aug 28, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Mar 20, 2020 · Greenwood, In
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Mar 10, 2020 · Indianapolis, In
- N•••••• I••••••••• I••• unclassifiedApr 6, 2009 to Nov 13, 2009 · Indianapolis, In
- E••••• J•••• national BDSep 11, 2008 to Jan 27, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to E•••••• F•••••••• E••••••left Mar 10, 2020, registered Mar 20, 2020 (10 days) · Affiliated broker-dealer or bank to independent RIA
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- E••••• J•••• to N•••••• I••••••••• I•••left Jan 27, 2009, registered Apr 6, 2009 (69 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address