DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• R•••••• B•••••• G••••

E••••• J••••national BDCalabasas, Ca dual registrantIAPD 5556816

Feed of 09/14/2026

Also filed as Joshua Richard Griep

At current firm

2 y

since May 6, 2024

In the industry

17 y

since Dec 5, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 6, 2024 · Calabasas, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to May 16, 2024 · Santa Barbara, Ca
C••••• A••••••• L•• former
Nov 2, 2020 to Mar 21, 2024 · Greenwood Village, Co
A••••• A•• P••••••• S••••••• BD affiliated
Nov 5, 2014 to Nov 13, 2020 · Pasadena, Ca
E••••• J•••• national BD
Jul 31, 2009 to Oct 24, 2014 · Maryland Heights, Mo
E••••• J•••• national BD
Dec 17, 2008 to Jun 19, 2009 · Sun Prairie, Wi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to E••••• J••••
left May 16, 2024, registered May 6, 2024 (-10 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to C••••• A••••••• L••
left Nov 13, 2020, registered Nov 2, 2020 (-11 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to A••••• A•• P••••••• S•••••••
left Oct 24, 2014, registered Nov 5, 2014 (12 days) · Other

Signals

J••••• R•••••• B•••••• G•••• left C••••• I••••••••• A••••••• L•• for E••••• J•••• (registered 2024-05-06)
May 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address