DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• D••• J••••••

F••••• I•••••••••independent RIAPlano, TxIA-onlyIAPD 5560305

Feed of 09/14/2026

Also filed as R••••• J••••••

At current firm

0 y

since Feb 17, 2026

In the industry

18 y

since Aug 20, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Feb 17, 2026 · Plano, Tx
A••••• A•• P••••••• S••••••• BD affiliated
Dec 6, 2017 to Nov 26, 2025 · Frisco, Tx
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Nov 11, 2013 · Arlington, Tx
W•••• F•••• I••••••••• L•• unclassified
Jul 23, 2010 to Jan 3, 2011 · Arlington, Tx
W•••• F•••• A••••••• wirehouse
Sep 8, 2008 to Jul 27, 2010 · Arlington, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to F••••• I•••••••••
left Nov 26, 2025, registered Feb 17, 2026 (83 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
left Nov 11, 2013, registered Dec 6, 2017 (1486 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to W•••• F•••• I••••••••• L••
left Jul 27, 2010, registered Jul 23, 2010 (-4 days) · Other

Signals

R••••• D••• J•••••• left A••••• A•• P••••••• S••••••• for F••••• I••••••••• (registered 2026-02-17)
Nov 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address