DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C•••••• B••••

E••••• J••••national BDLongview, Wadual registrantIAPD 5573195

Feed of 09/14/2026

Also filed as M•••••• B••••

At current firm

0 y

since May 13, 2026

In the industry

13 y

since May 9, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 13, 2026 · Longview, Wa
L•• F•••••••• L•• BD affiliated
May 15, 2025 to Mar 13, 2026 · Vancouver, Wa
C••• F•••••••• S•••••••• L••• former
Jun 14, 2022 to May 15, 2025 · San Diego, Ca
O• I••••••••• M••••••••• C• BD affiliated
Feb 26, 2019 to Jun 20, 2022 · Vancouver, Wa
P•••••••• S••••••••• I••• BD affiliated
Nov 6, 2015 to Mar 5, 2019 · Vancouver, Wa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E••••• J••••
left Mar 13, 2026, registered May 13, 2026 (61 days) · Affiliated broker-dealer or bank to another
C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
O• I••••••••• M••••••••• C• to C••• F•••••••• S•••••••• L•••
left Jun 20, 2022, registered Jun 14, 2022 (-6 days) · Affiliated broker-dealer or bank to another
P•••••••• S••••••••• I••• to O• I••••••••• M••••••••• C•
left Mar 5, 2019, registered Feb 26, 2019 (-7 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• C•••••• B•••• left L•• F•••••••• L•• for E••••• J•••• (registered 2026-05-13)
Mar 13, 2026 · Advisor changed firm · fact
M•••••• C•••••• B•••• left O• I••••••••• M••••••••• C• for C••• F•••••••• S•••••••• L••• (registered 2022-06-14)
Jun 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address