RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• C•••••••• B••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 13, 2025 · Louisville, Ky
- W•••• F•••• A••••••• wirehouseMar 4, 2024 to Nov 12, 2025 · Louisville, Ky
- P•••••• C••••• S•••••••• L•• BD affiliatedMay 19, 2023 to Mar 1, 2024 · Louisville, Ky
- W•••• F•••• A••••••• wirehouseDec 8, 2008 to May 26, 2015 · Louisville, Ky
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Nov 12, 2025, registered Nov 13, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank
- P•••••• C••••• S•••••••• L•• to W•••• F•••• A•••••••left Mar 1, 2024, registered Mar 4, 2024 (3 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to P•••••• C••••• S•••••••• L••left May 26, 2015, registered May 19, 2023 (2915 days) · Wirehouse to affiliated broker-dealer or bank
- J•• C•••••••• B•••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-11-13)Nov 12, 2025 · Advisor changed firm · fact
- J•• C•••••••• B•••••• left P•••••• C••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-03-04)Mar 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address