RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E•••••• E••••••
- L•••• A••••• • C•• L•• asset manager currentsince Mar 20, 2023 · Jersey City, Nj
- A••••••••• L••• otherJun 22, 2015 to Jul 24, 2020 · San Antonio, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 1, 2013 to Apr 20, 2015 · San Antonio, Tx
- A••••••••• L••• to L•••• A••••• • C•• L••left Jul 24, 2020, registered Mar 20, 2023 (969 days) · Other
- J••• M••••• S••••••••• L•• to A••••••••• L•••left Apr 20, 2015, registered Jun 22, 2015 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address