DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• H•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5575376

Feed of 09/15/2026

Also filed as J••••• Ray H•••••

At current firm

0 y

since Apr 20, 2026

In the industry

18 y

since Sep 10, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Apr 20, 2026 · Brentwood, Tn
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Apr 10, 2026 · Atlanta, Ga
P•••• S••••••••• L•• no RAUM
Mar 27, 2024 to Nov 14, 2024 · Atlanta, Ga
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 14, 2018 to Apr 9, 2024 · Brentwood, Tn
T• A••••••••• I••• former
Mar 5, 2018 to Oct 16, 2018 · Nashville, Tn
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Oct 16, 2018 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jan 24, 2017 to Feb 26, 2018 · Saint Louis, Mo
U•• F•••••••• S••••••• I••• wirehouse
Nov 19, 2012 to Jun 9, 2015 · Weehawken, Nj
T••••••• I••••••••• M••••••••• I••• BD affiliated
Oct 8, 2008 to Jan 18, 2012 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 10, 2026, registered Apr 20, 2026 (10 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••
left Apr 9, 2024, registered Mar 27, 2024 (-13 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 16, 2018, registered Mar 5, 2018 (-225 days) · corporate re-registration, not a move
T• A••••••••• I••• to V•••• F•••••••• A•••••••• I•••
left Oct 16, 2018, registered Dec 14, 2018 (59 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to S•••••••• I••••••••• M•••••••••
left Jun 9, 2015, registered Jan 24, 2017 (595 days) · Other
T••••••• I••••••••• M••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 18, 2012, registered Nov 19, 2012 (306 days) · Other

Signals

J••••• H••••• left L•• E••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-04-20)
Apr 10, 2026 · Advisor changed firm · fact
J••••• H••••• left V•••• F•••••••• A•••••••• I••• for P•••• S••••••••• L•• (registered 2024-03-27)
Apr 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address