C••••••••• E••••• Z••••

• E•••••• F•••••••• E•••••• independent RIA current
  since Nov 20, 2019 · Overland Park, Ks
• F••••• I••••••••• independent RIA
  Nov 20, 2014 to Aug 16, 2019 · Omaha, Ne
• R•• C•••••• M••••••• L•• national BD
  Mar 11, 2011 to Jul 26, 2013 · Omaha, Ne
• E••••• J•••• national BD
  Oct 17, 2008 to Mar 7, 2011 · Omaha, Ne

• F••••• I••••••••• to E•••••• F•••••••• E••••••
  left Aug 16, 2019, registered Nov 20, 2019 (96 days) · RIA to RIA
• R•• C•••••• M••••••• L•• to F••••• I•••••••••
  left Jul 26, 2013, registered Nov 20, 2014 (482 days) · Other
• E••••• J•••• to R•• C•••••• M••••••• L••
  left Mar 7, 2011, registered Mar 11, 2011 (4 days) · Affiliated broker-dealer or bank to another

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address