DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lawson Ainsworth
Feed of 09/15/2026
Also filed as Robert Lawson Ainsworth
At current firm
4 y
since Aug 16, 2022
In the industry
18 y
since Aug 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sei Investments Management Corp mixed wealth currentsince Aug 16, 2022 · Oaks, Pa
- Securian Financial Services, Inc. formerApr 3, 2020 to Nov 9, 2020 · Jacksonville, Fl
- Mutual Of Omaha Investor Services, Inc. independent RIAApr 10, 2019 to Mar 18, 2020 · Jacksonville, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 7, 2009 to Nov 29, 2018 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Securian Financial Services, Inc. to Sei Investments Management Corpleft Nov 9, 2020, registered Aug 16, 2022 (645 days) · Other
- Mutual Of Omaha Investor Services, Inc. to Securian Financial Services, Inc.left Mar 18, 2020, registered Apr 3, 2020 (16 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Mutual Of Omaha Investor Services, Inc.left Nov 29, 2018, registered Apr 10, 2019 (132 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address