DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin J Malick
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Ben Malick
At current firm
9 y
since Sep 18, 2017
In the industry
17 y
since Oct 16, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bright Portfolios, LLC asset manager currentsince Sep 18, 2017 · Lee'S Summit, Mo
- Wise Wealth, LLC formerFeb 14, 2018 to Mar 5, 2025 · Blue Springs, Mo
- Inspire Investing, LLC asset managerFeb 10, 2017 to Apr 6, 2017 · Blue Springs, Mo
- Three Nine Financial unclassifiedMay 18, 2016 to May 3, 2019 · Grain Valley, Mo
- Mitchell Capital Management Co independent RIAAug 25, 2014 to Apr 15, 2016 · Leawood, Ks
- Cetera Investment Services LLC formerJan 20, 2010 to Aug 11, 2010 · Independence, Mo
- Edward Jones national BDOct 17, 2008 to Jan 7, 2010 · Grain Valley, Mo
Moves
a registration end followed by a registration begin elsewhere
- Wise Wealth, LLC to no registered destinationleft Mar 5, 2025 · Departure, no registered destination
- Three Nine Financial to Inspire Investing, LLCleft May 3, 2019, registered Feb 10, 2017 (-812 days) · Other
- Inspire Investing, LLC to Bright Portfolios, LLCleft Apr 6, 2017, registered Sep 18, 2017 (165 days) · Other
- Mitchell Capital Management Co to Three Nine Financialleft Apr 15, 2016, registered May 18, 2016 (33 days) · Other
- Cetera Investment Services LLC to Mitchell Capital Management Coleft Aug 11, 2010, registered Aug 25, 2014 (1475 days) · Other
- Edward Jones to Cetera Investment Services LLCleft Jan 7, 2010, registered Jan 20, 2010 (13 days) · Other
Signals
- Benjamin J Malick no longer registered at Wise Wealth, Llc; no later IA registration on IAPDMar 5, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address