DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mitchell Capital Management Co
Latest filing Mar 27, 2026
First filing on the tape Mar 21, 2012 · 39 filings
SEC status approved since Apr 7, 1987
RAUM
$847M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
68%
$578M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$847M as of Mar 27, 2026
Mar 21, 2012$609M then
HNW client RAUM$507M as of Mar 27, 2026
Mar 28, 2018$280M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 5, 20136 then
Employees (5.A)11 as of Mar 27, 2026
Mar 5, 201311 then
Private funds: no history
RAUM -1.6% over the last fiscal year+8.6% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $967,249derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$507M64%
- Banks and thrifts$157M20%
- Individuals$70.7M9.0%
- Charitable organizations$34.1M4.3%
- Insurance companies$17.0M2.2%
- Other investment advisers$2.0M0.3%
- Corporations and businesses$679,2820.1%
- Individual clients
- 177reported
- HNW clients
- 140reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 876reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth L. GreenChartered Financial Analyst | Leawood, Ks | Dec 1, 1990 | 36 y | 0 |
| Philip Andrew KernenChartered Financial Analyst | Leawood, Ks | Mar 30, 2009 | 20 y | 0 |
| Jonn Matthew WullschlegerChartered Financial Analyst | Leawood, Ks | Mar 30, 2009 | 25 y | 0 |
| Christen E. Dusselier | Leawood, Ks | Jun 25, 2012 | 25 y | 0 |
| Miles H GreenChartered Financial Analyst | Leawood, Ks | May 19, 2023 | 13 y | 0 |
| Quinn B DippelChartered Financial Analyst | Leawood, Ks | Apr 13, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months
Left, latest
- Jamie Lynne Disterhaupt to Commonwealth Financial NetworkDec 18, 2025 · RIA to affiliated broker-dealer or bank
- Brandon Reed to Hightower Advisors, LLCNov 7, 2023 · RIA to affiliated broker-dealer or bank
- Benjamin J Malick to Three Nine FinancialApr 15, 2016 · Other
Joined, latest
- Brandon Reed from Zemenick & Walker IncMar 30, 2018 · Other
- Benjamin J Malick from Cetera Investment Services LLCAug 25, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L. Kenneth Green · President/Directorcontrolsince 02/1990 · owns 25% to 50%
- Jean Barbara Roszel · Chief Compliance Officer/Director/Asst Secretarycontrolsince 12/2005 · owns less than 5%
- Matthew Jonn Wullschleger · Vice President/Director/Secretarycontrolsince 11/2004 · owns 25% to 50%
- M Robert Day · Shareholdersince 08/2024 · owns less than 5%
- E. Christen Dusselier · Directorsince 12/2012 · owns 10% to 25%
- H Miles Green · Shareholdersince 05/2024 · owns 10% to 25%
- Andrew Philip Kernen · Directorsince 06/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leawood, Ks · principal | 6 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 814 to 876Aug 8, 2025 to Mar 27, 2026
- Advisory employees · 6 to 7Aug 8, 2025 to Mar 27, 2026
- HNW clients · 138 to 140Aug 8, 2025 to Mar 27, 2026
- Individual clients · 161 to 177Aug 8, 2025 to Mar 27, 2026
- Pension plan clients · 1.0 to unsetAug 8, 2025 to Mar 27, 2026
- Employees · 9 to 11Aug 8, 2025 to Mar 27, 2026
- Discretionary RAUM · $861M to $847MAug 8, 2025 to Mar 27, 2026
- HNW RAUM · $566M to $507MAug 8, 2025 to Mar 27, 2026
- Individual RAUM · $67.2M to $70.7MAug 8, 2025 to Mar 27, 2026
- Pension RAUM · $2.3M to $0Aug 8, 2025 to Mar 27, 2026
- RAUM · $861M to $847MAug 8, 2025 to Mar 27, 2026
- Accounts · 740 to 814Aug 9, 2024 to Mar 27, 2025
- HNW clients · 121 to 138Aug 9, 2024 to Mar 27, 2025
- Individual clients · 153 to 161Aug 9, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Aug 9, 2024 to Mar 27, 2025
- Discretionary RAUM · $763M to $861MAug 9, 2024 to Mar 27, 2025
- HNW RAUM · $473M to $566MAug 9, 2024 to Mar 27, 2025
- Individual RAUM · $68.8M to $67.2MAug 9, 2024 to Mar 27, 2025
- Pension RAUM · $2.3M to $2.3MAug 9, 2024 to Mar 27, 2025
- RAUM · $763M to $861MAug 9, 2024 to Mar 27, 2025
- Advisory employees · 8 to 6Jun 7, 2024 to Aug 9, 2024
- Employees · 11 to 9Jun 7, 2024 to Aug 9, 2024
- State-registered IARs · 7 to 5Jun 7, 2024 to Aug 9, 2024
- Accounts · 707 to 740Mar 28, 2023 to Mar 27, 2024
- HNW clients · 108 to 121Mar 28, 2023 to Mar 27, 2024
- Individual clients · 160 to 153Mar 28, 2023 to Mar 27, 2024
- Financial planning clients · 11-25 to 1-10Mar 28, 2023 to Mar 27, 2024
- State-registered IARs · 6 to 7Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $661M to $763MMar 28, 2023 to Mar 27, 2024
- HNW RAUM · $386M to $473MMar 28, 2023 to Mar 27, 2024
- Individual RAUM · $67.5M to $68.8MMar 28, 2023 to Mar 27, 2024
- Pension RAUM · $2.2M to $2.3MMar 28, 2023 to Mar 27, 2024
- RAUM · $661M to $763MMar 28, 2023 to Mar 27, 2024
- Accounts · 676 to 707Oct 17, 2022 to Mar 28, 2023
- HNW clients · 120 to 108Oct 17, 2022 to Mar 28, 2023
- Individual clients · 135 to 160Oct 17, 2022 to Mar 28, 2023
- Discretionary RAUM · $787M to $661MOct 17, 2022 to Mar 28, 2023
- HNW RAUM · $495M to $386MOct 17, 2022 to Mar 28, 2023
- Individual RAUM · $59.2M to $67.5MOct 17, 2022 to Mar 28, 2023
- Pension RAUM · $2.3M to $2.2MOct 17, 2022 to Mar 28, 2023
Signals
3 dated events
- Jamie Lynne Disterhaupt left Mitchell Capital Management Co for Commonwealth Financial Network (registered 2026-03-31)Dec 18, 2025 · Advisor changed firm · fact
- Brandon Reed left Mitchell Capital Management Co for Hightower Advisors, Llc (registered 2021-04-06)Nov 7, 2023 · Advisor changed firm · fact
- S Richard Jones (Vice President/Director) no longer on Schedule A of Mitchell Capital Management Co (listed 2021-03-23, absent 2021-08-31)Aug 31, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 913-428-3222reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 913-428-3231reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MITCHELLCAPITALMANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MITCHCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-428-3222reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- mitchcap.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026