RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• J• L•••
- S••••••• W••••• M••••••••• L•• independent RIA currentsince Jun 4, 2025 · Lancaster, Pa
- M••••••••• W••••• A•••••••• L•• asset managerDec 18, 2020 to Jul 17, 2026 · Lancaster, Pa
- J• W• C••• A•••••••• I••• BD affiliatedJun 24, 2019 to Dec 22, 2020 · Tampa, Fl
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Sep 25, 2014 · Lancaster, Pa
- L•• F•••••••• L•• BD affiliatedSep 26, 2011 to Sep 19, 2012 · Lancaster, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 9, 2009 to Jul 30, 2010 · Philadelphia, Pa
- M••••••••• W••••• A•••••••• L•• to S••••••• W••••• M••••••••• L••left Jul 17, 2026, registered Jun 4, 2025 (-408 days) · Other · moved with a team
- J• W• C••• A•••••••• I••• to M••••••••• W••••• A•••••••• L••left Dec 22, 2020, registered Dec 18, 2020 (-4 days) · Other
- S•••••••• S••••••••• to J• W• C••• A•••••••• I•••left Sep 25, 2014, registered Jun 24, 2019 (1733 days) · Other
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 30, 2010, registered Sep 26, 2011 (423 days) · Other
- M•••••• J• L••• left M••••••••• W••••• A•••••••• L•• for S••••••• W••••• M••••••••• L•• (registered 2025-06-04)Jul 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address