RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• S•••• W•••••
- Title
- Lead Financial Advisorreportedmeredithwealth.comfirm site, Sep 17, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- M••••••• W••••• P••••••• independent RIA currentsince Nov 8, 2022 · Maryville, Il
- S•••••• H•••• W••••• M••••••••• formerMay 5, 2021 to Oct 19, 2022 · Austin, Tx
- B••••••••• S•••••••• W•••••• L•• formerNov 22, 2017 to Aug 8, 2018 · St Louis, Mo
- W•••• F•••• A••••••• wirehouseNov 12, 2012 to Mar 27, 2014 · St. Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 25, 2011 to Apr 3, 2012 · Edwardsville, In
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJul 27, 2011 to Nov 17, 2011 · Edwardsville, Il
- S•••••• H•••• W••••• M••••••••• to M••••••• W••••• P•••••••left Oct 19, 2022, registered Nov 8, 2022 (20 days) · RIA to RIA
- B••••••••• S•••••••• W•••••• L•• to S•••••• H•••• W••••• M•••••••••left Aug 8, 2018, registered May 5, 2021 (1001 days) · RIA to RIA
- W•••• F•••• A••••••• to B••••••••• S•••••••• W•••••• L••left Mar 27, 2014, registered Nov 22, 2017 (1336 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Apr 3, 2012, registered Nov 12, 2012 (223 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 17, 2011, registered Nov 25, 2011 (8 days) · Other
- R•••••• S•••• W••••• left S•••••• H•••• W••••• M••••••••• for M••••••• W••••• P••••••• (registered 2022-11-08)Oct 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address