DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• W••••• P•••••••
Legal name M••••••• W••••• P••••••• L••
Latest filing Jan 29, 2026
First filing on the tape Jul 19, 2021 · 11 filings
SEC status approved since Aug 18, 2021
RAUM
$479M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$461M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$239M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$479M as of Jan 29, 2026
Feb 17, 2022$151M then
HNW client RAUM$398M as of Jan 29, 2026
Feb 17, 2022$98.3M then
State-registered IARs (5.B.3)2 as of Jan 29, 2026
Feb 17, 20221 then
Employees (5.A)2 as of Jan 29, 2026
Feb 17, 20221 then
Private funds: no history
RAUM +43% over the last fiscal year+40% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $239MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $523,790derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $93.6M, 169 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$398M83%
- Individuals$62.7M13%
- Corporations and businesses$17.9M3.7%
- Charitable organizations$337,5540.1%
- Individual clients
- 105reported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 914reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $93.6M for 169 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• T••••• M•••••••Certified Financial Planner | Maryville, Il | Mar 6, 2019 | 15 y | 2 |
| R•••••• S•••• W•••••Certified Financial Planner, Chartered Financial Analyst | Maryville, Il | Nov 8, 2022 | 15 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Z•••••• J••• J••••• to S•••• W••••• M••••••••• L••Jan 3, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- R•••••• S•••• W••••• from S•••••• H•••• W••••• M•••••••••Nov 8, 2022 · RIA to RIA
- Z•••••• J••• J••••• from A••••••• C•••••• S••••••••• L••Jul 13, 2021 · RIA to RIA
- M••• T••••• M••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Mar 6, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• M•••• T••••• · Managing Member & Ccocontrolsince 02/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maryville, Il · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 29, 2026RAUM (Item 5.F) moved from $334,064,921 to $478,744,219 (+43.0%) between the annual amendments of 2025-03-20 and 2026-01-29; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
- HNW share shiftChange between filings · filing Jan 29, 2026HNW share of RAUM moved from 15.0% to 83.0% between the annual amendments of 2025-03-20 and 2026-01-29peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 803 to 914Mar 20, 2025 to Jan 29, 2026
- HNW clients · 100 to 116Mar 20, 2025 to Jan 29, 2026
- Individual clients · 100 to 105Mar 20, 2025 to Jan 29, 2026
- Assets in custody · $73.3M to $93.6MMar 20, 2025 to Jan 29, 2026
- Financial planning clients · 0 to 101-250Mar 20, 2025 to Jan 29, 2026
- Discretionary RAUM · $334M to $479MMar 20, 2025 to Jan 29, 2026
- HNW RAUM · $49.8M to $398MMar 20, 2025 to Jan 29, 2026
- Individual RAUM · $263M to $62.7MMar 20, 2025 to Jan 29, 2026
- RAUM · $334M to $479MMar 20, 2025 to Jan 29, 2026
- Financial planning clients · 0 to 0Jan 29, 2025 to Mar 20, 2025
- Accounts · 713 to 803Oct 21, 2024 to Jan 29, 2025
- Charity clients · 1.0 to unsetOct 21, 2024 to Jan 29, 2025
- Corporate clients · 4.0 to unsetOct 21, 2024 to Jan 29, 2025
- HNW clients · 80 to 100Oct 21, 2024 to Jan 29, 2025
- Individual clients · 105 to 100Oct 21, 2024 to Jan 29, 2025
- Assets in custody · unset to 73260761.0Oct 21, 2024 to Jan 29, 2025
- Custody of client assets · false to trueOct 21, 2024 to Jan 29, 2025
- Financial planning clients · 101-250 to 0Oct 21, 2024 to Jan 29, 2025
- Discretionary RAUM · $242M to $334MOct 21, 2024 to Jan 29, 2025
- HNW RAUM · $183M to $49.8MOct 21, 2024 to Jan 29, 2025
- Individual RAUM · $41.6M to $263MOct 21, 2024 to Jan 29, 2025
- RAUM · $242M to $334MOct 21, 2024 to Jan 29, 2025
- Accounts · 592 to 713Oct 24, 2023 to Jan 10, 2024
- Advisory activities · 2 to 3Oct 24, 2023 to Jan 10, 2024
- HNW clients · 66 to 80Oct 24, 2023 to Jan 10, 2024
- Individual clients · 102 to 105Oct 24, 2023 to Jan 10, 2024
- Discretionary RAUM · $173M to $242MOct 24, 2023 to Jan 10, 2024
- HNW RAUM · $125M to $183MOct 24, 2023 to Jan 10, 2024
- Individual RAUM · $36.9M to $41.6MOct 24, 2023 to Jan 10, 2024
- RAUM · $173M to $242MOct 24, 2023 to Jan 10, 2024
- Accounts · 515 to 592Apr 21, 2022 to Feb 7, 2023
- Advisory employees · 1 to 2Apr 21, 2022 to Feb 7, 2023
- Charity clients · unset to 1.0Apr 21, 2022 to Feb 7, 2023
- Corporate clients · unset to 4.0Apr 21, 2022 to Feb 7, 2023
- HNW clients · 56 to 66Apr 21, 2022 to Feb 7, 2023
- Individual clients · 103 to 102Apr 21, 2022 to Feb 7, 2023
- Assets in custody · 31194516.0 to unsetApr 21, 2022 to Feb 7, 2023
- Custody of client assets · true to falseApr 21, 2022 to Feb 7, 2023
- Employees · 1 to 2Apr 21, 2022 to Feb 7, 2023
- Financial planning clients · 1-10 to 101-250Apr 21, 2022 to Feb 7, 2023
Signals
3 dated events
- M••••••• W••••• P••••••• reported RAUM $478.7M, up 43% from $334.1M (2025-03-20 to 2026-01-29)Jan 29, 2026 · RAUM change · derived
- Z•••••• J••• J••••• left M••••••• W••••• P••••••• for S•••• W••••• M••••••••• L•• (registered 2022-01-18)Jan 3, 2022 · Advisor changed firm · fact
- M••••••• W••••• P••••••• filed its initial SEC registration (Form ADV)Jul 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 618-744-6755reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/meredith-wealth-planningreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 618-744-6755reportedpublic record, Form ADV, Jan 29, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $239Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026