RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• D••••• V••••••
- L••• independent RIA currentsince Apr 14, 2023 · Los Angeles, Ca
- A••••• A•• P••••••• S••••••• BD affiliatedMay 15, 2017 to Mar 15, 2023 · San Diego, Ca
- S•••••••• A••••••• L•• national BDJun 27, 2013 to May 9, 2017 · San Diego, Ca
- A••••••• P••••••• A•••••••• L•• formerSep 7, 2011 to Aug 10, 2012 · La Quinta, Ca
- A••••• A•• P••••••• S••••••• to L•••left Mar 15, 2023, registered Apr 14, 2023 (30 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left May 9, 2017, registered May 15, 2017 (6 days) · Other · moved with a team
- A••••••• P••••••• A•••••••• L•• to S•••••••• A••••••• L••left Aug 10, 2012, registered Jun 27, 2013 (321 days) · Other
- G•••• D••••• V•••••• left A••••• A•• P••••••• S••••••• for Lido (registered 2023-04-14)Mar 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address