DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• F•••••• W•••

V••• F•••••••• A•••••••• I•••BD affiliatedTampa, Fldual registrantIAPD 5588393

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••• F•••••• W•••

At current firm

1 y

since Aug 19, 2025

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Aug 19, 2025 · Tampa, Fl
I••••• P••••••••• W•••••• L•• independent RIA
Mar 25, 2024 to Aug 13, 2025 · Marietta, Ga
J•••••• W••••• former
Feb 4, 2021 to Oct 3, 2024 · Spring Hill, Fl
C••• F•••••••• S•••••••• L••• former
May 3, 2018 to Dec 22, 2020 · Tampa, Fl
A••••• A•• P••••••• S••••••• BD affiliated
Jan 5, 2016 to Jan 31, 2018 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

I••••• P••••••••• W•••••• L•• to V••• F•••••••• A•••••••• I•••
left Aug 13, 2025, registered Aug 19, 2025 (6 days) · RIA to affiliated broker-dealer or bank
J•••••• W••••• to I••••• P••••••••• W•••••• L••
left Oct 3, 2024, registered Mar 25, 2024 (-192 days) · RIA to RIA
C••• F•••••••• S•••••••• L••• to J•••••• W•••••
left Dec 22, 2020, registered Feb 4, 2021 (44 days) · Affiliated broker-dealer or bank to independent RIA
A••••• A•• P••••••• S••••••• to C••• F•••••••• S•••••••• L•••
left Jan 31, 2018, registered May 3, 2018 (92 days) · Other

Signals

C•••• F•••••• W••• left I••••• P••••••••• W•••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2025-08-19)
Aug 13, 2025 · Advisor changed firm · fact
C•••• F•••••• W••• left J•••••• W••••• for I••••• P••••••••• W•••••• L•• (registered 2024-03-25)
Oct 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address